News Releases
Links to older news articles can be found in the News Archives Section.

12345678
 Date 
1.  9-06-2018 California Resident, Daniel Scott Register, Pleads Guilty to Securities Fraud
2.  8-28-2018 Alabama Securities Commission Updates Coordinated Crypto Crackdown
3.  8-22-2018 Founder of Lee County-Based Company, Kyle Geoffrey Sandler, Convicted of Securities Fraud
4.  8-10-2018 Morgan County, Alabama Man Indicted for Alleged Theft, Forgery, and Securities Fraud
5.  8-10-2018 ASC Director Borg receives a Lifetime Achievement Award from the Alabama Senior Citizens Hall of Fame
6.  8-02-2018 Alleged securities fraud defendant arrested in Moldova, extradited to Baldwin County
7.  7-09-2018 Alabama Securities Commission Appoints Senn to Deputy Director of Enforcement
8.  6-12-2018 ALABAMA SECURITIES COMMISSION RECOGNIZES WORLD ELDER ABUSE AWARENESS DAY JUNE 15
9.  5-21-2018 ALABAMA SECURITIES COMMISSION PARTICIPATES IN COORDINATED INTERNATIONAL CRYPTO CRACKDOWN
10.  5-07-2018 Arizona Man Sentenced for Securities Fraud in Tuscaloosa County
11.  5-02-2018 SECRETARY GALVIN AND ALABAMA DIRECTOR BORG ANNOUNCE 26 MILLION DOLLAR SETTLEMENT WITH LPL FINANCIAL
12.  4-25-2018 Former Financial Advisor, Derek Neal York, Sentenced to Prison for Securities
13.  4-24-2018 Governor Ivey proclaims April 2018 as Facts on Saving and Investing Campaign Month
14.  4-06-2018 Colbert County Man Arrested for Alleged Securities Fraud and Financial Exploitation of the Elderly
15.  3-19-2018 DreamVision Promoter Pleads Guilty to Securities Fraud
16.  3-07-2018 INFORMED INVESTOR ADVISORY - Are Unicorns a Myth?
17.  1-12-2018 Alabama Securities Commission Appoints Acting Deputy Director and Announces New Chief Litigation Counsel
18.  12-20-2017 Jefferson County, Alabama Man Indicted for Alleged Securities Fraud
19.  12-14-2017 ALABAMA SECURITIES COMMISSION ANNOUNCES TOP INVESTOR THREATS Promissory Notes, Real Estate Investments and Ponzi Schemes Top the List
20.  11-27-2017 Madison County, Alabama Man Indicted, Arrested for Alleged Violations of Alabama Securites Act
12345678