News Releases
Links to older news articles can be found in the News Archives Section.

1.  5-13-2019 Purported Movie Producer Arrested in Utah on Shelby County, Alabama Indictment for Alleged Securities Fraud
2.  5-13-2019 MADISON COUNTY, ALABAMA BUSINESS OWNER, Edwin Eugene Blalack, Pleads Guilty to SECURITIES FRAUD IN Athletic Enhancement Performance Scam
3.  5-06-2019 Alabama Securities Commission Welcomes New Commissioner
4.  4-16-2019 Judy Morehead Sentenced to 5 Years for Securities Scheme that Victimized an Elderly Woman
5.  4-10-2019 Are You An Informed Investor? (Robo-Advisers)
6.  4-10-2019 Alabama Securities Commission Issues Advisory on Robo-Advisers
7.  3-28-2019 Facts on Saving and Investing Campaign Proclamation
8.  3-28-2019 Alabama Joins in National "Facts on Saving and Investing" Investor Education Initiative; Governor Ivey signs Proclamation.
9.  3-27-2019 Alabama Attorney General’s Office, Banking Department, Securities Commission Sue Future Income Payments LLC for Activities Related to the Purported Purchase and Sale of Retirees’ Pensions
11.  3-20-2019 CRYPTO-CURRENCY INVESTOR ALERT: Securities Commission Issues Five Cease and Desist Orders to Protect Investors.
12.  2-27-2019 Alleged Securities Fraud Defendant Arrested in Miami, FL and Transported to Shelby County, AL
13.  2-25-2019 Alabama Securities Commission Participates in National Investor Awareness Campaigns
14.  2-13-2019 Judy Morehead Pleads Guilty to Securities Fraud in Henry County
15.  2-07-2019 California Resident, Terrell Chambers, Pleads Guilty to Theft By Deception.
16.  1-14-2019 State Securities Regulators are Unaffected by the Partial Shutdown of the Federal Government.
17.  1-11-2019 Hoover Resident, Kenneth Fitzgerald Lewis, to Repay Over $47,000 after Securities Fraud Plea
18.  1-02-2019 Limestone County Resident, Rodney Jackson, Arrested for Alleged Financial Exploitation of the Elderly
19.  12-12-2018 Insurance Agent, Ronald Warren Powell, Pleads Guilty to Securities and Insurance Fraud in Colbert County
20.  11-26-2018 Alabama Securities Commission Announces "IARD System Fee Waiver for Investment Adviser Firms Reduced System Fees Continued for Investment Adviser Representatives