Contact Us


      
STREET ADDRESS Alabama Securities Commission
401 Adams Ave., Suite 280
Montgomery, AL 36104
 
MAILING ADDRESS Alabama Securities Commission
P.O. Box 304700
Montgomery, AL 36130-4700
   
PHONE/FAX/EMAIL Toll Free Call: 1-800-222-1253
Local Call: (334)242-2984
Main Fax: (334) 242-0240
Legal Fax: (334)353-4690
Registration Fax: (334)353-8955
Enforcement Fax: (334) 353-5031
Email: asc@asc.alabama.gov
     
DIRECTOR'S OFFICE    
Joseph Borg Director (334)242-2984
Chris Rhodes Executive Assistant to the Director (334)242-2984
Edwin Reed Deputy Director Administration (334)242-2984
Steve Feaga Deputy Director Enforcement and Prosecution (334)242-2984
     
LEGAL COUNSEL    
Amanda Senn General Counsel (334)242-2984
Gregg Biggs Associate Counsel (334)242-2984
David Byrne Associate Counsel (334)242-2984
Leslie Worrell Associate Counsel (334)242-2984
James Eubank Associate Counsel (334)242-2984
Michelle Ray Associate Counsel (334)242-2984
Kim Booher Paralegal (334)242-2984
Shana Proctor Paralegal (334)242-2984
     
ENFORCEMENT DIVISION    
Ricky Locklar Senior Special Agent (334)242-2984
Michael Gantt Senior Special Agent (334)242-2984
     
REGISTRATION DIVISION - Licensing  
Lisa Tolar Securities Registration Manager (334)242-2984
Bene' Kyles Securities Analyst Supervisor (334)242-2372
Tina Tell Securities Analyst Supervisor (334)353-7143
Sandra Smith Securities Analyst, Senior (334)353-7145
LaShonda Moultrie Securities Analyst, Senior (334)353-5084
Tim Adams Securities Analyst, Senior (334)353-7883
Ashlee Gould Securities Analyst, Senior (334)353-1057
Mary Grace Rollan Mutual Fund Filings (334)242-2392
     
REGISTRATION DIVISION - Auditing  
Rena Davis Securities Registration Manager  (334)242-2984
Spencer Lee Securities Analyst Supervisor (334)353-7368
Lauren Hitt Securities Analyst, Senior (334)242-2384
Marilyn Bullard Securities Analyst, Senior (334)242-2375
Josh Lacy Securities Analyst, Senior (334)242-2383
David Strickland Securities Analyst (334)353-1056
     
EDUCATION and PUBLIC AFFAIRS   
Dan Lord Education and Public Affairs Manager (334)353-4858
Clint Niemeyer Public Information Specialist (334)353-7697
     
ADMINISTRATION DIVISION    
Renee Sanders Accounting/Personnel/Purchasing Manager (334)242-2378
     
DATA PROCESSING    
David Gilmore Information Technology Manager (334)242-2395
     

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