Please Note: Effective January 1, 2010, the new passing scores for each securities
law exam will be as follows:
||Percentage of Test Points
|THE COMMISSION DOES NOT
GRANT EXAM WAIVERS|
Pursuant to Code of Alabama, 1975, Section 8-6-3(j)(8), an applicant may be denied registration if he or she is insolvent. Applicants may
be required to submit a current attested balance sheet in order to confirm compliance. Applicants may submit their own completed
balance sheet form or complete the attached balance sheet form for submission.