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Administrative Actions -2012


Order #

Date Issued
Respondents

Action

Contact
Case Number
CD-2012-0001 01/05/2012

 

01/05/2012

ATM/Electronic Payment Systems, Inc.
Jose Torres

All Respondents

Cease & Desist

 

Final Order Due to No Responce

Randy Jones S11-0180
CD-2012-0002 01/05/2012 International Realty & Financial Services Inc.
Austin Sheridan Lowrey
Cease & Desist Rossie Peters S11-0273
CD-2012-0004 01/31/2012 Silver Bullet, LLC
1VOTE.com
Timothy F. Mooney
Cease & Desist Charles Traywick S11-0177
OB-2012-0005 02/01/2012
 

03/07/2012

John Thomas Pappas
 

All Respondents

Order of Bar
 

Final Order

Charles Traywick S11-0255
OB-2012-0006 02/07/2012 Jon Harvey Deal Order of Bar Rossie Peters S11-0334
CO-2012-0007 02/09/2012 E*Trade Securities LLC Consent Order Kim Lewis S12-0035
CD-2012-0008 02/13/2012 Charles Boyd Lee Cease & Desist Mike Wilkerson S10-0412

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