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Administrative Actions -2012
|
Order
#
|
Date
Issued |
Respondents |
Action |
Contact |
Case
Number |
|
CD-2012-0001 |
01/05/2012
01/05/2012 |
ATM/Electronic Payment Systems, Inc.
Jose TorresAll
Respondents |
Cease &
Desist
Final Order Due to No Responce |
Randy
Jones |
S11-0180 |
|
CD-2012-0002 |
01/05/2012 |
International Realty & Financial Services Inc.
Austin Sheridan Lowrey |
Cease &
Desist |
Rossie
Peters |
S11-0273 |
|
CD-2012-0004 |
01/31/2012 |
Silver
Bullet, LLC
1VOTE.com
Timothy F. Mooney |
Cease &
Desist |
Charles
Traywick |
S11-0177 |
|
OB-2012-0005 |
02/01/2012
03/07/2012 |
John
Thomas Pappas
All Respondents |
Order of
Bar
Final Order |
Charles
Traywick |
S11-0255 |
|
OB-2012-0006 |
02/07/2012 |
Jon Harvey
Deal |
Order of
Bar |
Rossie
Peters |
S11-0334 |
|
CO-2012-0007 |
02/09/2012 |
E*Trade
Securities LLC |
Consent
Order |
Kim Lewis |
S12-0035 |
|
CD-2012-0008 |
02/13/2012 |
Charles
Boyd Lee |
Cease &
Desist |
Mike
Wilkerson |
S10-0412 |
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