Administrative Actions -2008

Order #	Date Issued	Respondents	Action	Contact	Case Number
CD-2008-0001	01/02/2008 02/06/2008	LYR Enterprises LLC. (aka) LYR Enterprises, Inc. David E Ridge Lesa Y Ridge All Respondents	Cease & Desist Final Order Due to no Response	Jerry Hankins	S07-0451
CD-2008-0002	01/02/2008 03/30/2009	Compass Trading Enterprises (aka) Compass Trading LLC. H.J. "Tiny" Cleveland, Jr. All Respondents	Cease & Desist Final Order Due to no Response	Jerry Hankins	S07-0527
OB-2008-0003	01/24/2008 04/08/2008	Donald C Martin All Respondents	Order of Bar Final Order Due to no Response	Kim Lewis	S06-0169
CD-2008-0007	2/12/2008	Timothy Grant Jones	Cease & Desist	Mike Gantt	S07-0545
CD-2008-0008	03/17/2008 10/27/2008	STARR International Trade Venture AKA S.I.T.A AKA S.I.T.V Paul Huey Richardson All Respondents	Cease & Desist Final Order Due to no Response	Jerry Hankins	S07-0349
CD-2008-0009 CO-2008-0009	03/18/2008 06/11/2008	Paul Christopher Schemitz, Sr. Paul Christopher Schemitz, Sr.	Cease & Desist Consent Order	Jerry Hankins	S05-0124
CO-2008-0011	03/19/2008	Morgan Stanley & Co. Incorporated	Consent Order	Joseph Borg Ricky Locklar	S05-0302
CD-2008-0012	03/25/2008 05/06/2008 07/02/2009	Retirement Planning Corporation Senior Information Center AKA Senior Info Center Robert Edward Bradford Pete Wayne McGinnis Ikey Joe Fowler Pete Wayne McGinnis Ikey Joe Fowler Retirement Planning Corporation Senior Information Center AKA Senior Info Center Robert Edward Bradford	Cease & Desist Final Order Due to no Response Final Order Due to no Response	Jerry Hankins	S08-0115
CD-2008-0013	04/08/2008 05/13/2008	Mark Lynwood Ryder All Respondents	Cease & Desist Final Order Due to he agreed to waive his right to a hearing	Chip Harrison	S07-0373
CD-2008-0014	04/14/2008 11/16/2008	Alan Burdette Investments, LLC Cary Alan Burdette Clifton A Burdette All Respondents	Cease & Desist Final Order Due to No Response	Randy Jones	S07-0553
CD-2008-0015 OB-2008-0015	04/15/2008 08/27/2008 02-27-2009	Miller Johnson Steichen Kinnard, Inc. William M. Goblirsch All Respondents Miller Johnson Steichen Kinnard, Inc. William M. Goblirsch	Cease & Desist Final Order Due to no Response Order of Bar	Lisa Tolar	S08-0175
CD-2008-0016	05/02/2008 05/02/2008	HBM LLC Michael J. Dixon All Respondents	Cease & Desist Final Order Due to no Response	Mike Wilkerson	S08-0089
CD-2008-0018	06/04/2008 09/15/2008	Innova Leasing & Management LLC Innova Energy LLC Clement Ejedawe Dennis J Kim Frank Reynolds All Respondents	Cease & Desist Final Order Due to no Response	Michael Gantt	S08-0187
CD-2008-0019 CO-2008-0019	06/09/2008 02/22/2011	Del Mar Energy, Inc. Michael Edward Latham Brandon McCloskey Del Mar Energy, Inc. Michael Edward Latham	Cease & Desist Consent Order	Randy Jones	S08-0090
CD-2008-0020 OV-2008-0020 CO-2008-0020	06/17/2008 04/23/2009 08/17/2009	Skyframes, Inc Chet Noblett William Green Rigby, Jr. Skyframes, Inc Chet Noblett William Green Rigby, Jr. Skyframes, Inc Chet Noblett William Green Rigby, Jr.	Cease & Desist Order to Vacate Consent Order	David Williams Mike Gantt M. Gantt	S07-0445
CD-2008-0021 CO-2008-0021	07/09/2008 10/20/2008	Rothschild Investment Corp. Bradley C. Drake John Welch Bart Bonga Dale Bonga Rothschild Investment Corp. Bradley C. Drake John Welch Bart Bonga Dale Bonga	Cease & Desist Consent Order	Lisa Tolar Mike Foley Lisa Tolar	S08-0238
CD-2008-0022 CD-2008-0022 Amended	07/16/2008 02/04/2009 08/10/2009	Western Pipeline Corporation Robert e. Jent Chris Jent Mickey Horn Jennifer Worthy Western Pipeline Corporation Robert e. Jent Chris Jent Mickey Horn Jennifer Worthy John Arthur Apple Jr. Cliff Stahl Randal Flowers All Respondents	Cease & Desist Cease & Desist Final Order: Chris Jent withdrew request for hearing all others due to no response	Mike Wilkerson Mike Wilkerson	S08-0151
CD-2008-0023	07/24/2008 07/01/2009	Advanced Worldwide Security Solutions, Inc. Robert Alan Landeros Scott DearBorn All Respondents	Cease & Desist Final Order Due To Three unsuccessful attempts to legally serve respondents	Jerry Hankins	S-08-0197
OB-2008-0025	08/01/2008 09/16/2008	Charles Edward Atwell All Respondents	Order of Bar Final Order Due to no Response	Mike Wilkerson	S06-0491
CD-2008-0026	08/12/2008 09/23/2008	G&G L. L. C. Gourley & Gourley L. L. C. Gourley & Associates, Inc. Douglas Trent Gourley All Respondents	Cease & Desist Final Order Due to no Response	Chip Harrison	S07-0364
CD-2008-0028	09/15/2008 10/27/2008	AJ's Gifts aka - AJ's Forex Trading Club Mary Short aka - Mary M. Short aka - Mary McIntosh All Respondents	Cease & Desist Final Order Due to no Response	Jerry Hankins	S08-0156
CD-2008-0029	09/19/2008 10/27/2008	Evinco Enterprises, LLC Dwayne Lindley Johnathan Phillips All Respondents	Cease & Desist Final Order Due to no Response	Jerry Hankins	S08-0254
CD-2008-0030	10/06/2008	The Yelder Group LLC. The Yelder Institue Jerome Yelder	Cease & Desist	Rossie Peters	S08-0255
CD-2008-0031 OV-2008-0031 CO-2008-0031	10/09/2008 10/22/2008 02/18/2009	Lakeside Equity Partners Inc. Cathy Dewitt Kevin L. Jefferson John Labunski Bradley Stuart Williams Martha Drake John P. Ley John P. Ley Lakeside Equity Partners Inc. Cathy Dewitt Kevin L. Jefferson John Labunski Bradley Stuart Williams Martha Drake John P. Ley	Cease & Desist Order to Vacate Consent Order	Rossie Peters	S07-0412
CD-2008-0033	10/27/2008 12/02/2008	The Forex Project Luis H. Rivas All Respondents	Cease & Desist Final Order Due to no Response	Jerry Hankins	S08-0222
CD-2008-0035	11/19/2008 12/23/2008	BAMA Remodeling and Repair, LLC Gene Thomas Legrone, Jr. All Respondents	Cease & Desist Final Order Due to no Response	Jerry Hankins	S08-0234
OS-2008-0037	12/17/2008 02/11/2009	Bernard Lawrence Madoff All Respondents	Order of Suspension Final Order Due to no Response	Lisa Tolar	S08-0554
OS-2008-0038	12/17/2008 02/11/2009	Bernard L. Madoff Investment Securities LLC Bernard Lawrence Madoff All Respondents	Order of Suspension Final Order - Became a Revocation Order Due to no Response	Lisa Tolar	S08-0554

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