Administrative Actions -2007

Order #	Date Issued	Respondents	Action	Contact	Case Number
CD-2007-0001	02/01/2007 05/15/2007	Trinity Oil & Gas Drilling, Inc. Spirit Resources, Inc. Trinity Energy Group, Inc. Trinity Oil Partners No 2, LLC Trinity Energy Group International, Inc Trinity Resources, Inc. Roy Dent John Holland Dale Normand All Respondents	Cease & Desist Final Order due to no Response	Steve Brantley	S07-0025
CD-2007-0002	01/29/2007 02/04/2008	Lysle John Fleming Jr. All Respondents	Cease & Desist Final Order due to no Response	Mike Gantt	S06-0526
CD-2007-0003	01/30/2007 03/29/2007	Like Minded Inc. A&S Investment Club Gary Lamar Robertson Tyeshia Laquita Robertson All Respondents	Cease & Desist Final Order due to no Response	Mike Gantt	S06-0212
CD-2007-0004 OV-2007-0004	01/30/2007 03/19/2008	Brookstone Capital, Inc. Brookstone Biotech Ventures, L.P. Brookstone Biotech Ventures, L.P. II Robert Louis Carver James Lowell DeMers Edward Daniel Allan Scott Michael Moonly Edward Daniel Allan Scott Michael Moonly	Cease & Desist Order to Vacate	Chip Harrison	S06-0038
CD-2007-0005	02/07/2007	Aspen Exploration Inc. Mark A. Rand	Cease & Desist	Randy Jones	S04-0303
CD-2007-0006	02/23/2007 11/06/2008	Ascension Financial Solutions Kenneth Mueller Robert Beam John R Bernier Richard E. Stewart All Respondents	Cease & Desist Final Order due to no Response	David Williams	S06-0065
CD-2007-0009	04/05/2007 08/23/2007	Plexpay Network Frode Jorgensen All Respondents	Cease & Desist Final Order due to no Response	Randy Jones	S06-0322
CD-2007-0011 CO-2007-0011 CO-2007-0011 CO-2007-0011 CO-2007-0011	04/19/2007 05/15/2007 05/15/2007 05/29/2007 06/11/2007 06/06/2007	American Heritage Church Finance Inc. Bryant Forrest Thompson Richard Charles Hicks Garry Keith Beasinger Thomas Marshall Collins Jr. Thomas Stewart Davidson John Michael Greer Sr. James Adrian Remley John Michael Greer Sr. Garry Keith Beasinger Thomas Stewart Davidson American Heritage Church Finance Inc. Bryant Forrest Thompson Richard Charles Hicks Thomas Marshall Collins Jr. James Adrian Remley	Cease & Desist Consent Order Consent Order Consent Order Consent Order Final Order due to no Response	Mike Wilkerson Mike Wilkerson Mike Wilkerson Mike Wilkerson Mike Wilkerson	S05-0334
SC-2007-0013 CO-2007-0013	05/15/2007 12/25/2007	Thomas Lane Butts Thomas Lane Butts	Show Cause Consent Order	Randy Jones	S05-0422
CD-2007-0014 OV-2007-0014	05/21/2007 06/12/2009 06/16/2009	National Foundation of America Richard K. Olive Kenny Marks Hunter Brown Daniel Jr. Suzanne Nance Daniel National Foundation of America Richard K. Olive Hunter Brown Daniel Jr. Suzanne Nance Daniel National Foundation of America Richard K. Olive Kenny Marks Hunter Brown Daniel Jr. Suzanne Nance Daniel	Cease & Desist Final Order due to no Response Order to Vacate	Mike Gantt Mike Gantt	S07-0151
CD-2007-0015	05/29/2007 06/09/2009	Allied Energy Group Allied Syndications, Inc. Richard Paul Underwood Steve Stengell Aaron Grogan All Respondents	Cease & Desist Final Order due to no Response	David Williams	S07-0248
CD-2007-0016	06/06/2007 09/11/2007	Charles Williams All Respondents	Cease & Desist Final Order due to no Response	Randy Jones	S07-0008
CD-2007-0019 CO-2007-0019	07/15/2007 12/29/2008 01/27/2010 05/05/2011	Malory Investments LLC Ronald Stein Stephen Strauss Kenneth Eugene Zelmer, Jr. Sean Zarinegar (aka) Bejahn Zarinegar Capital Guardian Inc. Blake William Wilson (aka) Arnold Kramer, Arnold Cramer, Irv Kranberg Christine Fenn (aka) Christine Ann Gilbert Malory Investments LLC Ronald Stein Stephen Strauss Kenneth Eugene Zelmer, Jr. Blake William Wilson Christine Fenn Capital Guardian Sean Zarinegar	Cease & Desist Consent Order Final Order Due to no Response Final Order	Ricky Locklar Ricky Locklar	S05-0468 S05-0468
CD-2007-0020	07/10/2007	James R Hunt Creative Research & Testing Co.	Cease & Desist	Mike Gantt	S07-0203
CD-2007-0021 SC-2007-0021	07/10/2007	Gary Allen Mitchell The Financial Centre LLC	Cease & Desist	Mike Gantt	S07-0203
CD-2007-0022	07/10/2007	Gene Grobstein GG Consulting International LLC	Cease & Desist	Mike Gantt	S07-0203
CD-2007-0023	07/31/2007 08/26/2007	Beaty Ford (dba) Barbour Funding Joseph Earl Beaty Beaty Ford (dba) Barbour Funding	Cease & Desist Final Order due to no Response	Randy Jones	S07-0327
CD-2007-0024 CO-2007-0024	08/24/2007 09/26/2008	Newman Energy Corporation Joseph W Newman Joseph D Nolfe Newman Energy Corporation Joseph W Newman Joseph D Nolfe	Cease & Desist Consent Order	David Williams Ricky Locklar	S07-0221
CD-2007-0025 OV-2007-0025	10/12/2007 05/19/2008	Center for Senior Planning Life Partners Holding Inc. (dba) Life Partners Inc. Sterling Trust Company Dan Belbeck Roger Owens Jerry Poss Sterling Trust Company	Cease & Desist Order to Vacate	Rossie Peters Kim Lewis	S07-0412
CD-2007-0027	09/26/2007	James William Griffith American Heritage Publishing and Merchandising American Veterans Marketing, Inc. (aka) American Veterans Hall of Honor	Cease & Desist	Jerry Hankins	S05-0393
CD-2007-0028	10/26/2007	Rodrick Glenn Wall (aka) Francious Glenn Wall III.	Cease & Desist	Steve Brantley	S07-0344
CD-2007-0029	11/14/2007	Petrologistiks LLC Rudolph A. Polson	Cease & Desist	Randy Jones	S07-0276
CD-2007-0030	11/14/2007	Asif Usman Kiani	Cease & Desist	Rossie Peters	S07-0301
CD-2007-0032 CO-2007-0032	12/03/2007 01/02/2008	Chapin Davis, Inc. Harold H. Hoffman Jr. PATAPSCO Securities, Inc. D/B/A Chapin Davis, Inc. Harold H. Hoffman, Jr.	Cease & Desist Consent Order	Steve Brantley	S07-0463
CD-2007-0033 CO-2007-0033	12/03/2007 01/08/2008	Bill Few Securities, Inc. John H. Schneider Bill Few Securities, Inc. John H. Schneider	Cease & Desist Consent Order	Steve Brantley	S07-0466
OD-2007-0034	12/05/2007	GO Credit, Inc.		Steve Brantley	S07-0524
CD-2007-0035	12/11/2007	Bull or Bear Trading Inc. Scott Anthony Harwell	Cease & Desist	Rossie Peters	S07-0343
CD-2007-0036 OV-2007-0036	12/17/2007 04/17/2009	Heartland Energy Development John Schiffner Brandon Davis Charles Reed Cagle Heartland Energy Development John Schiffner Brandon Davis Charles Reed Cagle	Cease & Desist Order to Vacate	Mike Ghantt	S07-0518
CD-2007-0037	12/17/2007 01/23/2008	Two Guy's Publications Inc. Homer F. Jennings Ronald R. Zuetlau All Respondents	Cease & Desist Final Order due to no Response	Jerry Hankins	S07-0438

Privacy Statement | Contact Us