Administrative Actions -2004

Order #	Date Issued	Respondents	Action	Contact	Case Number
CD-2004-0001	01/07/2004	PDI Real Estate William D. Paul	Cease & Desist	Rossie Peters	S0200224
SC-2004-0002 OV-2004-0002 OB-2004-0002	01/20/2004 01/10/2007 05/28/2008 04/01/2010	MAX International Broker/Dealer Corp Edwin Joseph Forte III David S. Isolano Edwin Joseph Forte III MAX International Broker/Dealer Corp. David S. Isolano Edwin Joseph Forte III	Show Cause Final Order Due to no Response Order to Vacate Order to Bar	David Williams Randy McNeill	S03-00016
CD-2004-0004 CO-2004-0004 CO-2004-0004 CO-2004-2004	01/26/2004 05/31/2005 10/04/2005 12/09/2011	Amerifirst Foundation INC. National Community Foundation Ralph S. Larsen Lonnie Hawkins Allen Goodmensen Tom Mclaughlin Barbara Mincey Howard Smith Mike Sheppard Jim Wolter S. Howard Smith Barbara Mincey Amerifirst Foundation, INC. Lonnie Hawkins Allen Goodmensen Michael McLaughlin Jim Wolter	Cease & Desist Consent Order Consent Order Consent Order	Rossie Peters	S02-00107
CO-2004-0005	03/26/2004	AMSouth Investment Services, INC.	Consent Order	Joseph Borg	S04-0064
CD-2004-0006	03/22/2004	Atkins & Associates Dendrick Atkins	Cease & Desist	Rossie Peters	S03-0192
CD-2004-0007	04/06/2004	Heyman International, INC. OMNI Fasteners Components Corp Timothy Heyman Donald Earnest Watts Betty Holmes Watts	Cease & Desist	Steve Brantley	S03-0004
CD-2004-0008	04/23/2004	G & G Partnership Gary Lee Jones Grover Phillips	Cease & Desist	David Williams	S04-0104
CD-2004-0009	04/30/2004	Sparkle Spring Water, Inc. Edward M. Chapman	Cease & Desist	Chip Harrison	S03-0027
CD-2004-0010	05/13/2004	Diversified Consultants Terrie Burton	Cease & Desist	Chris Young	S01-0194
CD-2004-0011	05/13/2004	American Option Service ("AOS") Shane R Wachtel	Cease & Desist	David Williams	S04-0066
CD-2004-0012 OV-2004-0012	05/24/2004 12-09-2004	Presidential FX, Inc. Summer Mote Kera Freeman Presidential FX, Inc. Summer Mote Kera Freeman	Cease & Desist Order to Vacate	David Williams David Williams	S04-0050 S04-0050
CD-2004-0013	06/09/2004	Platinum Investment Corp Platinum Investment Holding Corp Andrew Antonucci All Respondents	Cease & Desist Final Order due to no Response	David Williams	S02-0149
CD-2004-0014	06/18/2004	Learn Waterhouse, Inc Randall T. (Randy) Treadwell Arnulfo M. Ascosta Steve Hunter Larry Landis Keith Trawick	Cease & Desist	Steve Brantley	S04-0142
CD-2004-0016	07/24/2004	Tim Forehand & Associates LLC Timothy Earl Forehand Debra Holte Forehand	Cease & Desist	Rossie Peters	S04-0082
CD-2004-0017 CO-2004-0017	08/24/2004 03/24/2010	Resource Development International David Edwards James Edwards Ronald W Smith Resource Development International David Edwards James Edwards Ronald W. Smith	Cease & Desist Consent Order	David Williams Mike Foley	S02-0029
CD-2004-0018	08/24/2004	Moola Zoola Inc Robert Arbuckle	Cease & Desist	Chip Harrison	S04-0222
CD-2004-0019	08/24/2004	The Loan Shoppe, Inc Charles E. Carver	Cease & Desist	Rossie Peters	S04-0208
CD-2004-0020	08/26/2004	C & C Vencap Corporation Houston Wireless Partners, LLC Robert Pozsony William Cella	Cease & Desist	Steve Brantley	S03-0116
CD-2004-0021	09/15/2004	International Product Investment Corporation IPIC Atlantic LLC Gregory Setser Cynthia Setser Charnelle Setsen Torsten Thomas Henschke	Cease & Desist	David Williams
SC-2004-0022	10-12-2004	Park Avenue Securities, LLC Randall L. Wells Jeffrey L. Chapman	Show Cause	Steve Brantley	S04-0142
CD-2004-0023	10-12-2004	Fay Chancey Jeffery L. Chapman Billy Hall, II Brian Heath Hughes Jody Hughes Charles McVay Laurie D. McVay Patricia A. Trawick Randall L. Wells	Cease & Desist	Steve Brantley	S04-0142
CD-2004-0024	10-25-2004	4J Financial Services, LLC Winston Ross	Cease & Desist	Steve Brantley	S03-0117
CO-2004-0025	12-08-2004	Crescent Securities Group, Inc.	Consent Order	Mike Foley	S04-0385

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