Administrative Actions -2001

Order #	Date Issued	Respondents	Action	Contact	Case Number
CD-2001-0001	01/03/2001	Liberty International Foundation Thomas Lynn Thrash	Cease & Desist	Steve Brantley	S00-00062
CD-2001-0002	01/10/2001	Progressive Primitive Oaks, Inc. Tula Venture Elton Jerome King	Cease & Desist	Steve Brantley	S98-00017
CD-2001-0003 CO-2001-0003	04/24/2001 01/10/2001	American Millennium Corp. Inc. Jack Augsback & Company, LLC Jack Augsback & Company, LLC	Cease & Desist Consent Order	Jim Pugh Jim Pugh	S01-00016 S01-00016
CD-2001-0004	01/12/2001	American Internet Research Institute Stratus Marketing Group Inc. John Bono	Cease & Desist	Reuben Redd	S00-00028
CD-2001-0005	01/11/2001	Betty S Wood Bob Finkbeiner Sherman T. Smith Big International aka Big International Inc. Big Financial Group Courtney Agencies Agora Office Services	Cease & Desist	Reuben Redd	S00-00220
CD-2001-0006	01/24/2001 03/12/2001	Aqcess Technologies, Inc. Thomas R. Sanford Jon-Erik Prichard Kain K. Johnson All Respondents	Cease & Desist Final Order due to no Response	Lisa Tolar	M01-00030
CD-2001-0007	01/24/2001	Hollywood On Air, Inc. John Velasco-Mills	Cease & Desist	Chris Young	S01-00019
CD-2001-0008 CO-2001-0008	02/01/2001 06/01/2001	Wallstreet Associates, Inc. Jerry L. Hall Wallstreet Associates, Inc. Jerry L. Hall	Cease & Desist Consent Order	Jim Pugh Jim Pugh	S01-00034 S01-00034
CD-2001-0009	02/06/2001	ETS Payphones Inc. Donis Burl McWaters Harold Roger Underwood Galen W. Terry Samuel John Wehby	Cease & Desist	Reuben Redd	S00-00153
CD-2001-0010 OV-2001-0010	02/06/2001 04/15/2003	Attractions Plus Jeric Wade Attractions Plus, Inc. Attractions Plus Jeric Wade Attractions Plus, Inc.	Cease & Desist Order to Vacate	Reuben Redd Mike Foley	S00-00285 S00-00285
CD-2001-0011 OV-2001-0011	02/12/2001 08/23/2001	Jerry's Of The Caribbean, LLC Adam Schwartz John J. Smith, Jr. David Terzian Robert Begelman Jerry's Of The Caribbean, LLC Adam Schwartz John J. Smith, Jr. David Terzian Robert Begelman	Cease & Desist Order To Vacate	Lisa Tolar Jim Pugh	S01-00049 S01-00049
CD-2001-0012	02/14/2001	MN Partners Inc. Frank Delucca	Cease & Desist	Kim Lewis	S01-00027
CD-2001-0013 OV-2001-0013	02/16/2001 03/19/2001	Your Discount Broker, Inc. William Kilborn Fraser Your Discount Broker, Inc. William Kilborn Fraser	Cease & Desist Order To Vacate	Jim Pugh Jim Pugh	S01-00048 S01-00048
OB-2001-0014	02/21/2001	Pamela M Cook	Order of Bar	Steve Brantley	S00-00289
OS-2001-0015 OB-2001-0015 SC-2001-0015	03/27/2001 06/25/2001 07/24/2001	James C Hulsey, III James C Hulsey, III James C Hulsey, III	Suspension Order Order of Bar Show Cause	Steve Brantley Steve Brantley Steve Brantley	S01-00071 S01-00071 S01-00071
CD-2001-0016 OB-2001-0016	04/18/2001 07/10/2001	Internet & Television Programming Fund, LLC Millennium Associates Millennium Associate	Cease & Desist Order of Bar	Jim Pugh Jim Pugh	S01-00088 S01-00089
CD-2001-0017 OB-2001-0017 CO-2001-0017	04/18/2001 07/11/2001 11/06/2001	Exchangemall.com, Inc. Exchangemall.com, Inc. Exchangemall.com, Inc.	Cease & Desist Order of Bar Consent Order	Jim Pugh Jim Pugh Jim Pugh	S01-00089 S01-00088 S-01-00089
CD-2001-0018 CO-2001-0018	04/20/2001 08/13/2002	Viatical & Elderly Settlement Providers, LLC Ronald J. Chancellor Viatical & Elderly Settlement Providers, LLC Ronald J. Chancellor	Cease & Desist Consent Order	Chris Young Chris Young	S01-00091 S01-00091
OB-2001-0019	05/02/2001	Morris Malone Johnson, Jr.	Order of Bar	Jim Kight	S01-00101
CD-2001-0020	05/02/2001	Unitel Investments Vernon L. Smith Jr.	Cease & Desist	Chris Young	S00-0087
CD-2001-0021	05/04/2001	Tri-West Investment Club Haarlem Universal Corporation Jason Kingsley Mark Goldman Alan Richards Alan Waage Alex Haarlem	Cease & Desist	Kim Lewis	S01-00018
CD-2001-0022	05/04/2001	Financial Warfare Club, Inc. Teresa Y. Hodge Marcus D. Dukes	Cease & Desist	Chris Young	S01-00105
CD-2001-0023	05/22/2001	Elder Care Network, LLC Elder Care Network of Laurinburg, LLC Prime Atlantic, Inc. John Daniels David Halsey John Walter Lang Lawrence Crowell Leafer Larry Wayne Long	Cease & Desist	Jim Kight	S99-00343
OB-2001-0024	05/23/2001	Donny Menashe Bashkin	Order of Bar	Jim Kight	S00-00132
OB-2001-0025	05/23/2001	John Catalano, Jr.	Order of Bar	Jim Kight	S00-00132
OB-2001-0026	05/23/2001	Victoria Susan Edwards	Order of Bar	Jim Kight	S00-00132
OB-2001-0027	05/23/2001	Raymond Maglione III	Order of Bar	Jim Kight	S00-00132
OB-2001-0028	05/23/2001	Christopher Polisano	Order of Bar	Jim Kight	S00-00132
OB-2001-0029	05/23/2001	Peter Laurence Falk	Order of Bar	Jim Kight	S00-00132
OB-2001-0030	05/23/2001	John James Caso, Jr.	Order of Bar	Jim Kight	S00-00132
OB-2001-0031	05/23/2001	Seth Brian Kanarick	Order of Bar	Jim Kight	S00-00132
OB-2001-0032	05/23/2001	Frank Joseph Messina	Order of Bar	Jim Kight	S00-00132
OB-2001-0033	05/23/2001	Michael Caso	Order of Bar	Jim Kight	S00-00132
OB-2001-0034	05/23/2001	Kenneth Thomas Tripoli	Order of Bar	Jim Kight	S00-00132
CD-2001-0035 CO-2001-0035	05/23/2001 08/27/2001	Alabama Sand LLP William Prince Ed Deerman Danny Ingram Ed Deerman Danny Ingram	Cease & Desist Consent Order	Jack Robison Jack Robison	S00-00284 S00-00284
CD-2001-0036 CO-2001-0036	06/01/2001 05/25/2001	The Abernathy Technology Research Institute Inc. The Abernathy Technology Research Institute Inc.	Cease & Desist Consent Order	Jim Pugh Jim Pugh	S01-00122 S01-00122
CD-2001-0037	05/31/2001	First Americap Corporation Capital Relations Group, LLC Stephen Harrison Thomas Robert Douglas Williams Tiji Thomas Cyrus Industries, Inc f/k/a Icon Trading, Inc Raece B Richardson Byteaudio.Com	Cease & Desist	Jack Robison	S01-00098
CD-2001-0038 OV-2001-0038	07/09/2001 01/03/2002	National Viatical, Inc Michael Sullivan National Viatical, Inc Michael Sullivan James Torchia	Cease & Desist Order to Vacate	David Williams David Williams	S01-00125 S01-00125
CD-2001-0039	07/24/2001	Daystar Assembly of God Church Gary Dopson Daystar Trust	Cease & Desist	David Williams	S01-00156
CD-2001-0040	08/14/2001	Pack Currency Management Ronnie W. Pack Yolanda Pack	Cease & Desist	Reuben Redd	S01-00066
CD-2001-0041	07/14/2001	Community Homebanc Jordan P. Olshan OMC The Olshan Mortgage Company Investors Trust, Inc. DBA: Mortgage Investors, Inc.	Cease & Desist	Ricky Locklar	S01-00132
CD-2001-0042	08/16/2001 06/05/2008	O'Neal Cleveland Investors Inc O'Neal Cleveland Investors Inc	Cease & Desist Final Order Due to no Response	Ricky Locklar	S00-00128
CD-2001-0043 CO-2001-0043	08/20/2001 01/03/2011	USA Transit Facility, Inc Alabama Transit Facility Motivity, Inc. Kenneth H. Looney Heidi Ueltzen Mary Lou Upton Delbert Shelton Brenda Stealey USA Transit Facility, Inc Alabama Transit Facility Motivity, Inc. Kenneth H. Looney Heidi Ueltzen Mary Lou Upton Delbert Shelton Brenda Stealey	Cease & Desist Consent Order	David Williams Mike Foley	S01-00133
CD-2001-0044	08/22/2001	The Silver Club Mary Thomson	Cease & Desist	Jack Robinson	S01-00177
CD-2001-0045	09/04/2001	Health Maintenance Centers Inc. Kevin L. Lawrence	Cease & Desist	Chris Young	S01-00171
OB-2001-0046	11/05/2001	Thomas John Downey, Jr.	Order of Bar	Steve Brantley	S01-00082
CD-2001-0047 CO-2001-0047	12/04/2001 03/17/2002	Gold Capital Management, Inc. Gold Capital Management, Inc.	Cease & Desist Consent Order	Jim Pugh Jim Pugh	S01-00233 S01-00233
CD-2001-0048	12/18/2001	Payday Today.Com, Inc. Michael Durand Beard David L'Hoir	Cease & Desist	David Williams	S01-00158
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