News Archives - 2019

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10/22/2019 - Alabama Securities Commission introduces four free investor education brochures developed by the Investor Protection Trust and Kiplinger’s Washington Editors
10/03/2019 - CRYPTO-CURRENCY INVESTOR ALERT: Alabama Securities Commission Warns Alabamians of another Potential Scam
10/01/2019 - Alabama Resident, Michael Holmes, Pleads Guilty to Securities Fraud in Tuscaloosa County
09/06/2019 - Greedy Fraudsters Take Advantage of Grandparents
08/26/2019 - Blalack sentenced to 15 years for cheating five Alabama investors out of $74,500
08/22/2019 - Commissioner McCain Elected to Serve as Chairwoman of the Alabama Securities Commission
08/12/2019 - Troy, Alabama resident Jesse Morgan Hinson, Arrested for Alleged Securities Law Violations in Lee and Montgomery, Alabama Counties
08/07/2019 - Florida Man Pleads Guilty to Securities Fraud in Autauga County
08/07/2019 - Alabama Securities Commission Updates Coordinated Crypto Crackdown
08/05/2019 - Alabama Securities Commission Issue Advisory on Contracts for Difference
08/05/2019 - Contracts For Difference
07/29/2019 - Alabama Securities Commission Issue Advisory on Opportunity Zone Investments
07/29/2019 - Opportunity Zone Investments
07/22/2019 - Alabama Securities Commission Issue Advisory on Initial Loan Procurements
07/22/2019 - Initial Loan Procurements - Crowdfunding Meets Blockchain
06/26/2019 - Alabama Securities Commission Issue Cease and Desist Order to FARGOTRADES to Protect Alabama Investors
06/18/2019 - Alabama Securities Commission Recognizes World Elder Abuse Awareness Day and Conducts Outreach Events Year-Round
06/11/2019 - Governor Ivey Signs Bill to Help Alabama Victims of Theft by Deception Receive Restitution
05/10/2019 - Madison County, Alabama Business Owner, Edwin Eugene Blalack, Pleads Guilty to Securities Fraud
05/10/2019 - Purported Movie Producer, David Matthew Ranes, Arrested in Utah on Alleged Securities Fraud in Shelby County, Alabama
05/03/2019 - Alabama Securities Commission Welcomes New Commissioner
04/16/2019 - Judy Morehead Sentenced to 5 Years for Securities Scheme that Victimized an Elderly Woman
04/09/2019 - Alabama Securities Commission Issues Advisory on Robo-Advisers
04/09/2019 - Are You An Informed Investor? (Robo-Advisers)
03/28/2019 - Alabama Joins in National "Facts on Saving and Investing" Investor Education Initiative; Governor Ivey Sings Proclamation
03/28/2019 - Facts on Saving and Investing Proclamation
03/27/2019 - Alabama Attorney General’s Office, Banking Department, Securities Commission Sue Future Income Payments LLC for Activities Related to the Purported Purchase and Sale of Retirees’ Pensions
03/26/2019 - Founder of Lee County-Based Company Sentenced for Wire and Securities Fraud
03/20/2019 - CRYPT-CURRENCY INVESTOR ALERT: Securities Commission Issues Five Cease and Desist Orders to Protect Investors.
02/26/2019 - Alleged Securities Fraud Defendant, John David Geraci, Arrested in Miami, Fl
02/25/2019 - ASC Participates in National Investor Awareness Campaign
02/13/2019 - Judy Morehead Pleads Guilty to Securities Fraud in Henry County
02/07/2019 - California Resident, Terrell Chambers, Pleads Guilty to Theft By Deception.
01/14/2019 - State Securities Regulators are Unaffected by the Partial Shutdown of the Federal Government.
01/11/2019 - Hoover Resident, Kenneth Fitzgerald Lewis, to Repay Over $47,000 after Securities Fraud Plea
01/02/2019 - Limestone County Resident, Rodney Jackson, Arrested for Alledged Finanical Exploitation of the Elderly


For comments and/or suggestions contact
Education and Public Affairs Manager at:
dlord@asc.alabama.gov