News Archives - 2019

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03/20/2019 - CRYPT-CURRENCY INVESTOR ALERT: Securities Commission Issues Five Cease and Desist Orders to Protect Investors.
02/26/2019 - Alleged Securities Fraud Defendant, John David Geraci, Arrested in Miami, Fl
02/25/2019 - ASC Participates in National Investor Awareness Campaign
02/13/2019 - Judy Morehead Pleads Guilty to Securities Fraud in Henry County
02/07/2019 - California Resident, Terrell Chambers, Pleads Guilty to Theft By Deception.
01/14/2019 - State Securities Regulators are Unaffected by the Partial Shutdown of the Federal Government.
01/11/2019 - Hoover Resident, Kenneth Fitzgerald Lewis, to Repay Over $47,000 after Securities Fraud Plea
01/02/2019 - Limestone County Resident, Rodney Jackson, Arrested for Alledged Finanical Exploitation of the Elderly


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Education and Public Affairs Manager at:
dlord@asc.alabama.gov