News Archives - 2007

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12/27/2007 - Alabama Securities Commission Searching for Potential Fraud Victims in South Alabama.
12/19/2007 - California Trio Arrested for Alleged Violations of Alabama Securities Act.
12/14/2007 - Rancher's Bond Revoked and Arrested Again for Alleged Violations of Alabama Securities Act.
12/14/2007 - Ryan O. Rancher Arrested for Alleged Violations of Alabama Securities Act.
12/04/2007 - Paul Haskell Lane, Jr. Arrested for Alleged Violations of the Alabama Securities Act.
10/31/2007 - Investors Cautioned to be Wary of Securities Settlement Offers.
10/22/2007 - Alabama Securities Director Receives National Arbitration Bar Association's Highest Award.
10/15/2007 - Investor Alert – Notice of Possible Stock Scam
10/12/2007 - Joseph Borg Honored by North American Securities Administrators Association
10/12/2007 - Top Securities Cop Warns Alabamians about Current Schemes/Scams.
10/05/2007 - Von Kanel Surrenders to Authorities to Begin Sentence for Securities Fraud
10/02/2007 - Father and Son (Butler Sr. and Jr.) Arrested for Alleged Violations of the Alabama Securities Act.
09/21/2007 - Willie Joe and Linda D. Phillips Arrested for Alleged Violations of Alabama Securities Act.
09/20/2007 - Alabama Securities Commission Director Honored for Contributions to Alabama and U.S. Main Street Investors.
09/02/2007 - Ronald Dover Holland, Bibb County, Alabama Resident, Arrested for Alleged Violations of Alabama Securities Act.
07/11/2007 - Joseph P. Borg Testifies to Congressional Panel Concerning IPO's of Private Equity and Hedge Fund.
07/03/2007 - James F. Fitch Arrested for Alleged Violations of Alabama Securities Act.
05/31/2007 - Alabama Securities Commission Director to Attend International Forum in Taiwan
05/18/2007 - Top Securities Cop in Alabama Addresses Senate Panel that Needs of Investors Must Come First
05/15/2007 - Alabama Securities Commission Identifies Top 10 Traps Facing Investors
05/08/2007 - Von Kanel Pleads Guilty in Jefferson County to Securities Fraud and Sale of Unregistered Securities.
04/18/2007 - Keith Trawick is Arrested in Henry County, Alabama for Alleged Violation of the Alabama Securities Act.
04/17/2007 - Alabama Joins in National Investor Education Initiative.
03/29/2007 - Von Kanel Sentenced for the Sale of Unregistered Securities;  Faces Indictments in Jefferson County.
03/28/2007 - Director of Alabama Securities Commission to Attend International Securities Conference in India.
03/21/2007 - Wayne H. Smith of Heflin, Alabama Pleads Guilty to Violations of the Alabama Securities Act.
03/19/2007 - Selma-Dallas County youth Learn Personal Finance Options, Enjoy Capitol Visit.
03/09/2007 - Identity Theft Assistance Center Joins Government Officials at Groundbreaking of the National Computer Forensics Institute.
01/25/2007 - Director of Alabama Securities Commission Addresses National Press Club In Washington, D.C. - A Pro-Investor Legislative Agenda for the
                     110th Congress.
01/22/2007 - Alabama Securities Commission Recognized by Governor and State Auditor
01/11/2007 - State Securities Regulator Warns Against Slippery Oil Deals, Oil Patch Scams Remain Favored Ploy to Fleece Investors.
01/10/2007 - State Securities Regulator Selected as Expert to Participate on UN Panel.

 


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