Administrative Actions - 2012

2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001

Order #

Date Issued Respondents Action Contact Case Number
CD-2012-0001 01/05/2012

 

01/05/2012

ATM/Electronic Payment Systems, Inc.
Jose Torres

All Respondents

Cease & Desist

 

Final Order Due to No Response

Randy Jones S11-0180
CD-2012-0002

 

CD-2012-0002 FO

01/05/2012

 

06/18/2012

International Realty & Financial Services Inc.
Austin Sheridan Lowrey   


All Respondents

Cease & Desist

 

Final Order of Findings by the ASC Commission

Rossie Peters S11-0273
CD-2012-0003 01/30/2012




07/22/2014
Curatus, Inc
Timothy Wasyluka
Proton Therapy International
Cary Alan Burdette

All Respondents
Cease & Desist




Final Order Due to No Response
Randy Jones S11-0074
CD-2012-0004



CO-2012-0004
01/31/2012



07/02/2014
Silver Bullet, LLC
1VOTE.com
Timothy F. Mooney

All Respondents
Cease & Desist



Consent Order
Charles Traywick S11-0177
OB-2012-0005 02/01/2012
 

03/07/2012

John Thomas Pappas
 

All Respondents

Order of Bar
 

Final Order

Charles Traywick S11-0255
OB-2012-0006 02/07/2012

05/02/2012

Jon Harvey Deal

Jon Harvey Deal

Order of Bar

Final Order Due to no Response.

Rossie Peters S11-0334
CO-2012-0007 02/09/2012 E*Trade Securities LLC Consent Order Kim Lewis S12-0035
CD-2012-0008 02/13/2012

07/23/2012

Charles Boyd Lee

All Respondents

Cease & Desist

Final Order

Mike Wilkerson S10-0412
CD-2012-0009 02/28/2012


 

10/31/2013


07/09/2015

Midas Management Partners LLC
Philip Leon
John G. Wilkins
Josh Lewis

Josh Lewis


Philip Leon
John G. Wilkins

Cease & Desist


 

Final Order Due to No Response

Final Order - Federal Incarceration

Rossie Peters S12-0016
CD-2012-0011 04/27/2012



 

02/28/2013


03/26/2015

ECO Trust LLC
  (aka)  U. S. Environmental Services
Homer A. Carvan Jr
Marcel Emile Crettet
Vincent Norman Carter

Marcel Emile Crettet


Homer A. Carvan Jr

Cease & Desist



 

Final Order Due to No Response

Final Order Due to No Response

Mike Wilkerson S12-0005
OB-2012-0012

CO-2012-0012

04/30/2012

10/12/2012

David E. Livingston Order of Bar

Consent Order

Jerry Hankins S11-0284
CD-2012-0013 05/01/2012




 

04/20/2012

I.D. Armor, Incorporated
TV Products 1, LLC
TV Products, Incorporated
William J. Roth
Sharron L. Roth
James N. Roth

All Respondents

Cease & Desist




 

Final Order Failed to Request Hearing

Jerry Hankins S12-0061
OB-2012-0014 05/01/2012
 

06/22/2012

Swift Marketing, Incorporated
Russell Edward Hopkins

All Respondents

Order of Bar
 

Final Order Due to No Response

Jerry Hankins S12-0089
CD-2012-0015

 

CO-2012-0015

05/12/2012

 

03/04/2013

Carolina Commons Apartments, LLC
Prosperous Metropolis, LLC
Carla L Gordon

All Respondents

Cease & Desist

 

Consent Order

Randy Jones S11-0283
CD-2012-0016 05/04/2012 Roky Caldera Gold Inestments
Michael Alan Parsons
TVA Capital LLC
James William Casparie
Daniel James McGinnity
Cease & Desist Chuck James S11-0104
CD-2012-0018 05/15/2012

 

11/28/2012

Practical Digital Solutions, LLC.
David Woodget
Phillip W Coleman

All Respondents

Cease & Desist

 

Final Order Due to No Response

Mike Gantt S12-0021
CD-2012-0020 05/25/2012


02/05/2016
ITICKETBID.com
Christopher S Newman

All Respondents
Cease and Desist


Final Order - No Response
Randy Jones S12-0039
OB-2012-0021 05/29/2012

 

07/16/2012

Donna Marie Zerbo
AAF-Springfield, Inc.
AAFCOR, LLC

All Respondents

Order of Bar

 

Final Order

Chip Harrison S09-0480
CD-2012-0022




 

CD-2012-0022A




 

OV-2012-0022

CO-2012-0022

CO-2012-0022

05/29/2012




 

06/20/2012

12/12/2012


 

06/20/2012

08/03/2012

05/29/2013

Buffalo Extension LLP
Buffalo Exchange LLP
Richard Reynolds
   aka  Rick Adkins
Charles Douglas "Chuck" Hammett
Harold Christopher Poole

 

Buffalo Extension LLP
Buffalo Exchange LLP
Richard Reynolds
   aka  Rick Adkins

 

Charles Douglas Hammet

Harold Christopher Poole

Cease & Desist




 

Amended C&D

Final Order


 

Order to Vacate

Consent Order

Consent Order

Mike Gantt S11-0343
CO-2012-0023 06/13/2012 Bankers Life and Casualty Company
BLC Financial Services Inc.
Consent Order Kim Lewis S12-0132
CO-2012-0024 07/16/2012 ProEquities Inc. Consent Order Kim Lewis S12-0132
CO-2012-0025 07/12/2012 Infinity Financial Services
Gregory B. Gilbert
Consent Order Lisa Tolar S12-0130
CD-2012-0026 08/08/2012

 

05/02/2013

Three Wise Men Trading LLC
Jack Cohen
Victor Charles Corella

All Respondents

Cease & Desist

 

Final Order Due to No Response

Rossie Peters S11-0116
CD-2012-0027


 










CO-2012-0027
08/14/2012


 

09/19/2012


08/26/2014



 

05/14/2013

Clean Energy Pathways Inc
Atlas Capital Holdings Inc
Parsons Energy Company Inc
John Michael Parsons

Atlas Capital Holdings Inc


John Michael Parsons
Parsons Energy Company Inc


 

Clean Energy Pathways Inc

Cease & Desist


 

Final Order Due to No Response

Final Order - Decision of Commission after Administrative Hearing

Consent Order

Chuck James S12-0144
CO-2012-0029 09/04/2012 UVEST Financial Services Group Inc. Consent Order Kim Lewis S12-0132
CD-2012-0030 09/21/2012
 

11/08/2012

Mark M Savoy
International Acquisitions Inc

All Respondents

Cease & Desist
 

Final Order Due to No Response

Jerry Hankins S12-0111
CO-2012-0031 10/03/2012 Debra C. Myers Consent Order Legal Division S09-0469
CO-2012-0032 10/03/2012 Next Financial Group, Inc. Consent Order Lisa Tolar S12-0246
CD-2012-0033 10/16/2012


 

03/27/2014

P_R_E, LLC d/b/a
Phoenix Renewable Energy, LLC
Stephen R Walker
Sam Anderson

All Respondents

Cease & Desist


 

Final Order Due to no Response

Randy Jones S10-0432
OB-2012-0034 10/23/2012

11/29/2012

Jason William Chicosky

All Respondents

Order of Bar

Final Order Due to No Response

Chip Harrison S11-0309
CD-2012-0035
 



 

OB-2012-0035

12/05/2012
 

02/17/2014

 

01/17/2014

CSS Investments
Carey Stinson Salter

CSS Investments

 

Carey Stinson Salter

Cease & Desist
 

Final Order Due to Co-Respondent's Criminal Charges

Order of Bar

Rossie Peters S12-0133
CD-2012-0036 12/27/2012



03/27/2013
Kingdom of Eloi
Rozell Adams
May Lue Gaffney

Kingdom of Eloi
Rozell Adams
Cease & Desist



Final Order Due to No Response
Rossie Peters S12-0187