Administrative Actions - 2004

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Order #

Date Issued Respondents Action Contact Case Number
CD-2004-0001 01/07/2004 PDI Real Estate
William D. Paul
Cease & Desist Rossie Peters S0200224
SC-2004-0002







OV-2004-0002


OB-2004-0002
01/20/2004




01/10/2007


05/28/2008


04/01/2010
MAX International
Broker/Dealer Corp
Edwin Joseph Forte III
David S. Isolano

Edwin Joseph Forte III


MAX International Broker/Dealer Corp.
David S. Isolano

Edwin Joseph Forte III
Show Cause




Final Order due
to no Response


Order to Vacate


Order to Bar
David Williams










Randy McNeill
S03-00016
CD-2004-0004










CO-2004-0004


CO-2004-0004




CO-2004-0004
01/26/2004










05/31/2005


10/04/2005




12/09/2011
Amerifirst Foundation INC.
National Community; Foundation
Ralph S. Larsen
Lonnie Hawkins
Allen Goodmensen
Tom Mclaughlin
Barbara Mincey
Howard Smith
Mike Sheppard
Jim Wolter

S. Howard Smith
Barbara Mincey

Amerifirst Foundation, INC.
Lonnie Hawkins
Allen Goodmensen
Michael McLaughlin

Jim Wolter
Cease & Desist










Consent Order


Consent Order




Consent Order
Rossie Peters S02-00107
CO-2004-0005 03/26/2004 AMSouth Investment Services, INC. Consent Order Joseph Borg S04-0064
CD-2004-0006 03/22/2004 Atkins & Associates
Dendrick Atkins
Cease & Desist Rossie Peters S03-0192
CD-2004-0007 04/06/2004 Heyman International, INC.
OMNI Fasteners Components Corp
Timothy Heyman
Donald Earnest Watts
Betty Holmes Watts
Cease & Desist Steve Brantley S03-0004
CD-2004-0008 04/23/2004 G & G Partnership
Gary Lee Jones
Grover Phillips
Cease & Desist David Williams S04-0104
CD-2004-0009 04/30/2004 Sparkle Spring Water, Inc.
Edward M. Chapman
Cease & Desist Chip Harrison S03-0027
CD-2004-0010 05/13/2004 Diversified Consultants
Terrie Burton
Cease & Desist Chris Young S01-0194
CD-2004-0011 05/13/2004 American Option Service ("AOS")
Shane R Wachtel
Cease & Desist David Williams S04-0066
CD-2004-0012



OV-2004-0012
05/24/2004



12-09-2004
Presidential FX, Inc.
Summer Mote
Kera Freeman

Presidential FX, Inc.
Summer Mote
Kera Freeman
Cease & Desist



Order to Vacate
David Williams S04-0050
CD-2004-0013 06/09/2004 Platinum Investment Corp
Platinum Investment Holding Corp
Andrew Antonucci

All Respondents
Cease & Desist



Final Order due
to no Response
David Williams S02-0149
CD-2004-0014 06/18/2004 Learn Waterhouse, Inc
Randall T. (Randy) Treadwell
Arnulfo M. Ascosta
Steve Hunter
Larry Landis
Keith Trawick
Cease & Desist Steve Brantley S04-0142
CD-2004-0016 07/24/2004 Tim Forehand & Associates LLC
Timothy Earl Forehand
Debra Holte Forehand
Cease & Desist Rossie Peters S04-0082
CD-2004-0017




CO-2004-0017
08/24/2004




03/24/2010
Resource Development International
David Edwards
James Edwards
Ronald W Smith

Resource Development International
David Edwards
James Edwards
Ronald W. Smith
Cease & Desist




Consent Order
David Williams




Mike Foley
S02-0029
CD-2004-0018 08/24/2004 Moola Zoola Inc
Robert Arbuckle
Cease & Desist Chip Harrison S04-0222
CD-2004-0019 08/24/2004 The Loan Shoppe, Inc
Charles E. Carver
Cease & Desist Rossie Peters S04-0208
CD-2004-0020 08/26/2004 C & C Vencap Corporation
Houston Wireless Partners, LLC
Robert Pozsony
William Cella
Cease & Desist Steve Brantley S03-0116
CD-2004-0021 09/15/2004 International Product Investment Corporation
IPIC Atlantic LLC
Gregory Setser
Cynthia Setser
Charnelle Setsen
Torsten Thomas Henschke
Cease & Desist David Williams  
SC-2004-0022 10-12-2004 Park Avenue Securities, LLC
Randall L. Wells
Jeffrey L. Chapman
Show Cause Steve Brantley S04-0142
CD-2004-0023 10-12-2004 Fay Chancey
Jeffery L. Chapman
Billy Hall, II
Brian Heath Hughes
Jody Hughes
Charles McVay
Laurie D. McVay
Patricia A. Trawick
Randall L. Wells
Cease & Desist Steve Brantley S04-0142
CD-2004-0024 10-25-2004 4J Financial Services, LLC
Winston Ross
Cease & Desist Steve Brantley S03-0117
CO-2004-0025 12-08-2004 Crescent Securities Group, Inc. Consent Order Mike Foley S04-0385