Administrative Actions - 2002

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Order #

Date Issued

Respondents

Action

Contact

Case Number

OB-2002-0001 01/03/2002 Jere Locke Beasley Jr. Order to Bar David Williams S98-00187
OB-2002-0002 02/27/2002 Brenda Micklow Lawson Order to Bar Mike Foley S96-00123
CD-2002-0003


CO-2002-2003
03/04/2002


05/21/2002
Heartland Investment Associates, Inc.


Heartland Investment Associates, Inc.
Cease & Desist


Consent Order
Jim Pugh
S02-00052
CD-2002-0004 03/18/2002 One Share of Stock, Inc.
dba One Share.com
Lance Lee
Adrienne Urizar
Cease & Desist Ricky Locklar S02-00010
OB-2002-0005 05/08/2002 Ryan O. Rancher Order to Bar Pete Peters S02-00005
OB-2002-0006 03/26/2002 Michael Joseph Esposito Order to Bar Rickey Locklar S01-00226
OB-2002-0007 03/26/2002 Michael A. Fortugno Order to Bar Rickey Locklar S01-00226
SC-2002-0008



CO-2002-0008
04/01/2002



06/09/2008
Josephthal & Company Inc.
Ron Adelstein
Doni Adelstein

Ron Adelstein
Show Cause 



Consent Order
Steve Brantley S01-00170
CD-2002-0009




CO-2002-0009
05/16/2002




07/29/2002
Florida Capital Apartment Partners (Jacksonville) LTD
Florida Capital Securities Corp
Stephen Austin Selby

Florida Capital Apartment Partners (Jacksonville) LTD
Florida Capital Securities Corp
Stephen Austin Selby
Cease & Desist




Consent Order
Jim Pugh
S02-00099
CD-2002-0010

CO-2002-0010
06/19/2002

10/10/2002
Coastal Discount Stockbrokers, Inc.

Coastal Discount Stockbrokers, Inc.
Cease & Desist

Consent Order
Jim Pugh
S02-00120
OB-2002-0011 07/15/2002 Howard Schwartz Order to Bar Steve Brantley S00-00132
OB-2002-0012 07/15/2002 Salvatore Marasa Order to Bar Steve Brantley S00-00132
OB-2002-0013 07/15/2002 Steven Finkelstein Order to Bar Steve Brantley S00-00132
OB-2002-0014 07/15/2002 John Belkin Order to Bar Steve Brantley S00-00132
CD-2002-0015



CO-2002-0015
08/14/2002



07-06-2004
Pastor James S. Moore
Trinity Life Church
Trinity Life Church, Inc.

Pastor James S. Moore
Trinity Life Church
Trinity Life Church, Inc.
Cease & Desist



Consent Order
David Williams
S02-00030
CD-2002-0016 08/13/2002 Gregory D. Matthews
Sean G. Conner
Homeland Energy, Inc.
Cease & Desist Reuben Redd S02-00114
SC-2002-0017

OB-2002-0017

OV-2002-0017
09/05/2002

12/17/2004

05/30/2006
Robert David Child

Robert David Child

Robert David Child
Show Cause

Order to Bar

Order to Vacate and agreement to not seek registration
Ricky Locklar S01-00126
CD-2002-0018



OV-2002-0018
09/16/2002



08/08/2003
Heartland Energy Inc.
Charles Reed Cagle
Randy Kamps

Heartland Energy Inc.
Charles Reed Cagle
Randy Kamps
Cease & Desist



Order to Vacate
Kim Lewis
S02-00172
CD-2002-0019 09/16/2002 Cyber Vention L.L.C
Castellum L.L.C.
White Oak L.L.C.
William M. Keever
Cease & Desist Chris Young S02-00173
CD-2002-0020

OV-2002-0020
10/08/2002

08/14/2003
Brian Fredrick Ferraioli

Brian Fredrick Ferraioli
Cease & Desist

Order to Vacate
Ricky Locklar

David Williams
S02-00197
CD-2002-0021







CO-2002-0021
10/08/2002







01/22/2004
Mammoth Capital Corp.
Dennel Finance, Ltd.
Max Metcalf
Charles Gregory
William Bill Cox
Benjamin Cook
Gregory Prescott

Mammoth Capital Corp.
Dennel Finance, Ltd.
Max Metcalf
Charles Gregory
William Bill Cox
Benjamin Cook
Gregory Prescott
Cease & Desist







Consent Order
Rossie Peters
S02-00001
SC-2002-0022

OB-2002-0022

CO-2002-0022
10/15/2002

01/29/2002

01-26-2005
Forrest Granville Bruner

Forrest Granville Bruner

Forrest Granville Bruner
Show Cause

Order to Bar

Consent Order
Ricky Locklar S01-00198
CD-2002-0023 10/30/2002 Jack Chapman
Chapman Communication Systems, Inc.
Cease & Desist  David Williams S02-00035
CD-2002-0024 10/30/2002


03/08/2006
Hotel Connect, MGT, LLC.
Michael Allen Von Kanel

All Respondents
Cease & Desist


Final Order - Criminal Conviction
David Williams S00-00330
CD-2002-0025 11/18/2002 Texan Energy Corp Inc.
Bill Smith"
Barry V. Reed
Cease & Desist Pete Peters S02-00015
CD-2002-0026 12/06/2002 Dianna Blair Torbett
aka Dianna Blairtorbett
Jerry G Combs
McMinn Consultants
Asset Management Associates
aka Asset Management Association
International Ventures LTD
International Ventures
Cease & Desist Reuben Reed S00-00181
CD-2002-0027







CO-2002-0027
12/20/2002







02/04/2004
John H. Seibert
Peggy Seibert
Sharon Newbill Eubanks
Service International
S&W Properties
SBJ Joint Ventures
Grand Oaks

John H. Seibert
Peggy Seibert
Services International, Inc
S&W Properties, LLC
Grand Oaks
Cease & Desist







Consent Order
Pete Peters S02-00014
CO-2002-0028 11/04/2002 Merrill Lynch, Pierce, Fenner, & Smith, Inc. Consent Order Ricky Locklar S02-00097