Administrative Actions - 2001

2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001

Order #

Date Issued Respondents Action Contact Case Number
CD-2001-0001 01/03/2001 Liberty International Foundation
Thomas Lynn Thrash
Cease & Desist Steve Brantley S00-00062
CD-2001-0002 01/10/2001 Progressive Primitive Oaks, Inc.
Tula Venture
Elton Jerome King
Cease & Desist Steve Brantley S98-00017
CD-2001-0003


CO-2001-0003
04/24/2001


01/10/2001
American Millennium Corp. Inc.
Jack Augsback & Company, LLC

Jack Augsback & Company, LLC
Cease & Desist


Consent Order
Jim Pugh
S01-00016


S01-00016
CD-2001-0004 01/12/2001 American Internet Research Institute
Stratus Marketing Group Inc.
John Bono
Cease & Desist Reuben Redd S00-00028
CD-2001-0005 01/11/2001 Betty S Wood
Bob Finkbeiner
Sherman T. Smith
Big International
aka
Big International Inc.
Big Financial Group
Courtney Agencies
Agora Office Services
Cease & Desist Reuben Redd S00-00220
CD-2001-0006 01/24/2001


 

03/12/2001

Aqcess Technologies, Inc.
Thomas R. Sanford
Jon-Erik Prichard
Kain K. Johnson

All Respondents

Cease & Desist


 

Final Order due to no Response

Lisa Tolar M01-00030
CD-2001-0007 01/24/2001 Hollywood On Air, Inc.
John Velasco-Mills
Cease & Desist Chris Young S01-00019
CD-2001-0008



CO-2001-0008
02/01/2001



06/01/2001
Wallstreet Associates, Inc.
Jerry L. Hall

Wallstreet Associates, Inc.
Jerry L. Hall
Cease & Desist



Consent Order
Jim Pugh
S01-00034



S01-00034
CD-2001-0009 02/06/2001 ETS Payphones Inc.
Donis Burl McWaters
Harold Roger Underwood
Galen W. Terry
Samuel John Wehby
Cease & Desist Reuben Redd S00-00153
CD-2001-0010

 

OV-2001-0010

02/06/2001

 

04/15/2003

Attractions Plus
Jeric Wade
Attractions Plus, Inc.

Attractions Plus
Jeric Wade
Attractions Plus, Inc.

Cease & Desist

 

Order to Vacate

Reuben Redd

 

Mike Foley

S00-00285

 

S00-00285

CD-2001-0011





OV-2001-0011
02/12/2001





08/23/2001
Jerry's Of The Caribbean, LLC
Adam Schwartz
John J. Smith, Jr.
David Terzian
Robert Begelman

Jerry's Of The Caribbean, LLC
Adam Schwartz
John J. Smith, Jr.
David Terzian
Robert Begelman
Cease & Desist





Order To Vacate
Lisa Tolar





Jim Pugh
S01-00049





S01-00049
CD-2001-0012 02/14/2001 MN Partners Inc.
Frank Delucca
Cease & Desist Kim Lewis S01-00027
CD-2001-0013


OV-2001-0013
02/16/2001


03/19/2001
Your Discount Broker, Inc.
William Kilborn Fraser

Your Discount Broker, Inc.
William Kilborn Fraser
Cease & Desist


Order To Vacate
Jim Pugh
S01-00048


S01-00048
OB-2001-0014 02/21/2001 Pamela M Cook Order of  Bar Steve Brantley S00-00289
OS-2001-0015

OB-2001-0015

SC-2001-0015
03/27/2001

06/25/2001

07/24/2001
James C Hulsey, III

James C Hulsey, III

James C Hulsey, III
Suspension Order

Order of Bar

Show Cause
Steve Brantley
S01-00071

S01-00071

S01-00071
CD-2001-0016



OB-2001-0016
04/18/2001



07/10/2001
Internet & Television Programming Fund, LLC
Millennium Associates


Millennium Associate
Cease & Desist



Order of  Bar
Jim Pugh
S01-00088



S01-00089
CD-2001-0017

OB-2001-0017

CO-2001-0017
04/18/2001

07/11/2001

11/06/2001
Exchangemall.com, Inc.

Exchangemall.com, Inc.

Exchangemall.com, Inc.
Cease & Desist

Order of Bar

Consent Order
Jim Pugh
S01-00089

S01-00088

S-01-00089
CD-2001-0018



CO-2001-0018
04/20/2001



08/13/2002
Viatical & Elderly Settlement Providers, LLC
Ronald J. Chancellor

Viatical & Elderly Settlement Providers, LLC
Ronald J. Chancellor
Cease & Desist



Consent Order
Chris Young
S01-00091



S01-00091
OB-2001-0019 05/02/2001 Morris Malone Johnson, Jr. Order of Bar Jim Kight S01-00101
CD-2001-0020 05/02/2001 Unitel Investments
Vernon L. Smith Jr.
Cease & Desist Chris Young S00-0087
CD-2001-0021 05/04/2001 Tri-West Investment Club
Haarlem Universal Corporation
Jason Kingsley
Mark Goldman
Alan Richards
Alan Waage
Alex Haarlem
Cease & Desist Kim Lewis S01-00018
CD-2001-0022 05/04/2001 Financial Warfare Club, Inc.
Teresa Y. Hodge
Marcus D. Dukes
Cease & Desist Chris Young S01-00105
CD-2001-0023 05/22/2001 Elder Care Network, LLC
Elder Care Network of Laurinburg, LLC
Prime Atlantic, Inc.
John Daniels
David Halsey
John Walter Lang
Lawrence Crowell Leafer
Larry Wayne Long
Cease & Desist Jim Kight S99-00343
OB-2001-0024 05/23/2001 Donny Menashe Bashkin Order of Bar Jim Kight S00-00132
OB-2001-0025 05/23/2001 John Catalano, Jr. Order of Bar Jim Kight S00-00132
OB-2001-0026 05/23/2001 Victoria Susan Edwards Order of Bar Jim Kight S00-00132
OB-2001-0027 05/23/2001 Raymond Maglione III Order of Bar Jim Kight S00-00132
OB-2001-0028 05/23/2001 Christopher Polisano Order of Bar Jim Kight S00-00132
OB-2001-0029 05/23/2001 Peter Laurence Falk Order of Bar Jim Kight S00-00132
OB-2001-0030 05/23/2001 John James Caso, Jr. Order of Bar Jim Kight S00-00132
OB-2001-0031 05/23/2001 Seth Brian Kanarick Order of Bar Jim Kight S00-00132
OB-2001-0032 05/23/2001 Frank Joseph Messina Order of Bar Jim Kight S00-00132
OB-2001-0033 05/23/2001 Michael Caso Order of Bar Jim Kight S00-00132
OB-2001-0034 05/23/2001 Kenneth Thomas Tripoli Order of Bar Jim Kight S00-00132
CD-2001-0035




CO-2001-0035
05/23/2001




08/27/2001
Alabama Sand LLP
William Prince
Ed Deerman
Danny Ingram

Ed Deerman
Danny Ingram
Cease & Desist




Consent Order
Jack Robison
S00-00284




S00-00284
CD-2001-0036


CO-2001-0036
06/01/2001


05/25/2001
The Abernathy Technology Research Institute Inc.

The Abernathy Technology Research Institute Inc.
Cease & Desist


Consent Order
Jim Pugh
S01-00122


S01-00122
CD-2001-0037 05/31/2001 First Americap Corporation
Capital Relations Group, LLC
Stephen Harrison Thomas
Robert Douglas Williams
Tiji Thomas
Cyrus Industries, Inc f/k/a
     Icon Trading, Inc
Raece B Richardson
Byteaudio.Com
Cease & Desist Jack Robison S01-00098
CD-2001-0038


OV-2001-0038
07/09/2001


01/03/2002
National Viatical, Inc
Michael Sullivan

National Viatical, Inc
Michael Sullivan
James Torchia
Cease & Desist


Order to Vacate
David Williams
S01-00125


S01-00125
CD-2001-0039 07/24/2001 Daystar Assembly of God Church
Gary Dopson
Daystar Trust
Cease & Desist David Williams S01-00156
CD-2001-0040 08/14/2001 Pack Currency Management
Ronnie W. Pack
Yolanda Pack
Cease & Desist Reuben Redd S01-00066
CD-2001-0041 07/14/2001 Community Homebanc
Jordan P. Olshan
OMC
The Olshan Mortgage Company
Investors Trust, Inc.
DBA: Mortgage Investors, Inc.
Cease & Desist Ricky Locklar S01-00132
CD-2001-0042 08/16/2001
 

06/05/2008

O'Neal Cleveland
Investors Inc

O'Neal Cleveland
Investors Inc

Cease & Desist
 

Final Order Due to no Response

Ricky Locklar S00-00128
CD-2001-0043






 

CO-2001-0043

08/20/2001






 

01/03/2011

USA Transit Facility, Inc
Alabama Transit Facility
Motivity, Inc.
Kenneth H. Looney
Heidi Ueltzen
Mary Lou Upton
Delbert Shelton
Brenda Stealey

USA Transit Facility, Inc
Alabama Transit Facility
Motivity, Inc.
Kenneth H. Looney
Heidi Ueltzen
Mary Lou Upton
Delbert Shelton
Brenda Stealey

Cease & Desist






 

Consent Order

David Williams






 

Mike Foley

S01-00133
CD-2001-0044 08/22/2001 The Silver Club
Mary Thomson
Cease & Desist Jack Robinson S01-00177
CD-2001-0045 09/04/2001 Health Maintenance Centers Inc.
Kevin L. Lawrence
Cease & Desist Chris Young S01-00171
OB-2001-0046 11/05/2001 Thomas John Downey, Jr. Order of Bar Steve Brantley S01-00082
CD-2001-0047

CO-2001-0047
12/04/2001

03/17/2002
Gold Capital Management, Inc.

Gold Capital Management, Inc.
Cease & Desist

Consent Order
Jim Pugh
S01-00233

S01-00233
CD-2001-0048 12/18/2001 Payday Today.Com, Inc.
Michael Durand Beard
David L'Hoir
Cease & Desist David Williams S01-00158