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Latest News
7/2/2019 - Alabama Securities Commission Issue Cease and Desist Order to FARGOTRADES to Protect Alabama Investors
6/18/2019 - Alabama Securities Commission Recognizes World Elder Abuse Awareness Day and Conducts Outreach Events Year-Round
6/12/2019 - Governor Ivey Signs Bill to Help Alabama Victims of Theft by Deception Receive Restitution
5/13/2019 - Purported Movie Producer Arrested in Utah on Shelby County, Alabama Indictment for Alleged Securities Fraud
5/13/2019 - MADISON COUNTY, ALABAMA BUSINESS OWNER, Edwin Eugene Blalack, Pleads Guilty to SECURITIES FRAUD IN Athletic Enhancement Performance Scam
5/6/2019 - Alabama Securities Commission Welcomes New Commissioner
Key Events and Information
Alabama Securities Commission Issues Advisory on Robo-Advisers
Are You An Informed Investor? (Robo-Advisers)
Alabama Joins in National "Facts on Saving and Investing" Investor Education Initiative
"Facts on Saving and Investing" Proclamation
New Mandatory Reporting Requirements for Broker-Dealers and Investment Advisers -
Vulnerable Adults Financial Exploittion Act
BITCOIN Advisory
Protect Alabama Troops