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Latest News
2/24/2015 - Former Houston County, Alabama Attorney (Frederick Mitchell "Mitch" McNab) Sentenced for Securities Violations
1/29/2015 - Florida Man (William Chris Blane) Pled Guilty to Securities Fraud in Montgomery County, Alabama
1/28/2015 - Alabama Securities Commission Reminds Investors to Discuss Cybersecurity with Their Financial Professionals
12/24/2014 - California Man (Jospeh P. Tufo) Arrested for Alleged Alabama Securities Act Violations
12/17/2014 - Former Houston County, Alabama Attorney (Frederick Mitchell "Mitch" McNab) Pleads Guilty to Alabama Securities Act Violations
12/15/2014 - Alabama Securities Commission Announces Launch of Streamlined Electronic Filing Repository
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