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Latest News
10/15/2018 - Marijuana-Related Investments: Greener Pastures or Just Another Scam?
10/15/2018 - Alabama Securities Commission Issues Advisory - Marijuana Related Investments
10/1/2018 - California Resident, Vahak Dino Awadisian, Pleads Guilty to Securities Fraud in Baldwin County
9/24/2018 - Alabama Securities Commission cracks down on unregulated Crypto-currency Initial Offerings
9/19/2018 - WAtch For Scams in Florence's Wake
9/6/2018 - California Resident, Daniel Scott Register, Pleads Guilty to Securities Fraud
Key Events and Information
The Alabama Securities Commission has moved. Please Select for New Address.
ASC Policy Addressing Issuers of a Primary Offering of Securities May Be Considered a Seller (Section 8-6-19)
Notice of Fee Changes Effective June 1, 2018
New Mandatory Reporting Requirements for Broker-Dealers and Investment Advisers
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The Alabama Monetary Transmission Act will replace the current Sale of Checks Act on August 1, 2017.
BITCOIN Advisory
Protect Alabama Troops