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Latest News
6/12/2018 - ALABAMA SECURITIES COMMISSION RECOGNIZES WORLD ELDER ABUSE AWARENESS DAY JUNE 15
5/21/2018 - ALABAMA SECURITIES COMMISSION PARTICIPATES IN COORDINATED INTERNATIONAL CRYPTO CRACKDOWN
5/7/2018 - Arizona Man Sentenced for Securities Fraud in Tuscaloosa County
5/2/2018 - SECRETARY GALVIN AND ALABAMA DIRECTOR BORG ANNOUNCE 26 MILLION DOLLAR SETTLEMENT WITH LPL FINANCIAL
4/24/2018 - Governor Ivey proclaims April 2018 as Facts on Saving and Investing Campaign Month
4/6/2018 - Colbert County Man Arrested for Alleged Securities Fraud and Financial Exploitation of the Elderly
Key Events and Information
Notice of Fee Changes Effective June 1, 2018
New Mandatory Reporting Requirements for Broker-Dealers and Investment Advisers
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Form
and
Guidelines
The Alabama Monetary Transmission Act will replace the current Sale of Checks Act on August 1, 2017.
BITCOIN Advisory
Protect Alabama Troops