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Latest News
9/6/2018 - California Resident, Daniel Scott Register, Pleads Guilty to Securities Fraud
8/28/2018 - Alabama Securities Commission Updates Coordinated Crypto Crackdown
8/22/2018 - Founder of Lee County-Based Company, Kyle Geoffrey Sandler, Convicted of Securities Fraud
8/10/2018 - Morgan County, Alabama Man Indicted for Alleged Theft, Forgery, and Securities Fraud
8/10/2018 - ASC Director Borg receives a Lifetime Achievement Award from the Alabama Senior Citizens Hall of Fame
8/2/2018 - Alleged securities fraud defendant arrested in Moldova, extradited to Baldwin County
Key Events and Information
ASC Policy Addressing Issuers of a Primary Offering of Securities May Be Considered a Seller (Section 8-6-19)
Notice of Fee Changes Effective June 1, 2018
New Mandatory Reporting Requirements for Broker-Dealers and Investment Advisers
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The Alabama Monetary Transmission Act will replace the current Sale of Checks Act on August 1, 2017.
BITCOIN Advisory
Protect Alabama Troops