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Latest News
9/14/2017 - INVESTOR ALERT: Alabama Securities Commission Issues Binary Options Advisory
9/1/2017 - Investor Alert: Watch Out for Scams in Wake of Hurricane Harvey
9/1/2017 - Muscle Shoals Insurance Salesman Arrested for Alleged Insurance Fraud and Financial Exploitation of an Elderly Person
8/29/2017 - Alabama Veterans Face a Serious Threat: Financial Scammers
8/25/2017 - Community Education Program for Seniors. Special Guest U.S Rep. Bradley Byrnes Addresses Key Issues
8/18/2017 - Alabama Legislature Passes Bill to Modernize Regulation of Money Transfers (Effective August 1, 2017)
Key Events and Information
New Mandatory Reporting Requirements for Broker-Dealers and Investment Advisers
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Form
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Guidelines
The Alabama Monetary Transmission Act will replace the current Sale of Checks Act on August 1, 2017.
Proposed Rule for federal Regulation Crowdfunding
BITCOIN Advisory
Protect Alabama Troops